Compliance Offices and Officers
| Compliance Areas | Offices/Officers | ||||
|---|---|---|---|---|---|
| Cognizant Policy Office | Cognizant Officer(s) | Functionally Responsible Office | Functionally Responsible Person(s)* | Primary Locus of Responsibility | |
| Americans with Disabilities Act (ADA) | Diversity and Access Office Vice Provost for Student Affairs |
Rosa Gonzalez Greg Boardman |
Diversity and
Access Office Disability Resource Center |
Rosa Gonzalez Joan Bisagno |
Department and School Administrators, Diversity and Access Office Staff Disability Resource Center Staff |
| Campus Crime Statistics | VP for Business Affairs and CFO | Randy Livingston | Department of Public Safety | Laura Wilson | Department of Public Safety Staff |
| Conflicts
of Interest: Faculty Staff |
Provost VP for Business Affairs & CFO |
John Etchemendy Randy Livingston |
Office of the
Dean of Research VP for Business Affairs & CFO |
Ann Arvin Diane Peck |
School Deans/Faculty CFO's Staff |
| Donor Gift Restrictions | President | John Hennessy | Office of Development | Howie Pearson | Schools/Departments/Faculty |
| EEOC
Affirmative Action |
Diversity and Access Office | Rosa Gonzalez | Diversity and Access Office | Rosa Gonzalez | Departmental and School Administrators, Office for Campus Relations |
| EH&S | Dean of Research |
Ann Arvin |
Environmental Health & Safety Office | Larry Gibbs | Principle Investigators (PIs), Managers, and Supervisors |
| Export Control | Dean of Research | Ann Arvin | Office of the Dean of Research | Steve Eisner | PIs, Department and School Administrators |
| Financial Aid | Provost | John Etchemendy | Office of
Undergraduate Admission Financial Aid Office |
RIck Shaw Karen Cooper |
Financial Aid Office Staff |
| Fire and Building Safety | VP for Land, Buildings & Real Estate | Bob Reidy | EH&S / Fire Marshal | Larry Gibbs | EH&S, Schools & Departments |
| Hospitals (incl Medicare) | Lucile Packard Children's Hospital Stanford Hospital & Clinics School of Medicine |
Chris Dawes Martha Marsh Phil Pizzo |
Hospital Compliance Officer | Diane Meyer |
Medical Faculty |
| Human/Animal Subjects | Dean of Research |
Ann Arvin |
Compliance
Office for IRBs Administrative Panels for Animal Research |
Kathy McClelland Linda Cork |
PIs |
| Human Resources | VP for Business Affairs & CFO | Randy Livingston | Human Resources | Diane Peck | Departmental and School Administrators, Central HR |
| Immigration | VP for Business Affairs & CFO Vice Provost for Student Affairs |
Randy Livingston Greg Boardman |
Human Resources
Payroll Bechtel International Center |
Diane Peck Kelly Wright John Pearson |
Departmental & Central HR Staff Controller's Office Bechtel International Center Staff |
| IRS and CA Tax | VP for Business Affairs & CFO | Randy Livingston | Controller | Susan Calandra | Controller's Office Tax Group |
| Land Use: Stanford Lands Investment Property | Vice Provost for Land, Buildings & Real Estate CEO, Stanford Management Company (SMC) |
Bob Reidy John Powers |
University
Architect & Planning Office SMC CFO |
David Lenox Mark Lee |
Planning Office Staff SMC Staff |
| NCAA | Provost | John Etchemendy | DAPER | Bob Bowlsby | Coaches |
| Privacy: Student Records Other SU Records |
Vice Provost for Student Affairs VP for Business Arrairs & CFO |
Greg Boardman Randy Livingston |
Registrar
IT-Services Administrative Systems |
Thomas Black Bill Clebsch Ganesh Karkala |
Registrar's Staff CIO's Staff |
| Procurement | Vice Provost for Academic Council | Tim Warner | Procurement Office | Stuart Davis |
Procurement Office Staff |
| Property Management |
Associate Vice President (AVP)
for Research Administration |
Anne Hannigan |
Office of Research Administration | Ivonne Bachar |
PIs, Departmental and School Administrators, Office of Research Administration Staff |
| Research Administration | Associate Vice President (AVP) for Research Administration | Anne Hannigan | Office of Research Administration | Anne Hannigan | PIs, Departmental and School Administrators, Office of Research Administration Staff |
| Research Policy | Dean of Research | Ann Arvin | Office of the Dean of Research | Ann George | PIs, Committee on Research |
| Scientific Misconduct | Dean of Research | Ann Arvin | Office of the Dean of Research | Kathy McClelland | PIs |
| Securities Exchange | CEO, Stanford Management Company (SMC) | John Powers | SMC CFO | Mark Lee | SMC Staff |
| Sexual Harassment | Vice Provost for Campus Relations | LaDoris Cordell | Sexual Harassment Policy Office | Laraine Zappert | Department and School Administrators, Central HR |
| Technology Licensing/ Intellectual Property | Dean of Research | Ann Arvin | Office of Technology Licensing | Katherine Ku | OTL, Faculty |
| Workers Compensation | VP for Business Affairs & CFO | Randy Livingston | Risk Management | Tina Dobleman | Risk Mgmt., School and Department Administrators |
Last modifiedFriday, 22-Aug-2008 02:50:32 PM