Compliance Offices and Officers

Compliance Areas	Offices/Officers
Compliance Areas	Cognizant Policy Office	Cognizant Officer(s)	Functionally Responsible Office	Functionally Responsible Person(s)	Primary Locus of Responsibility
Americans with Disabilities Act (ADA) EEOC Affirmative Action	Diversity and Access Office Vice Provost for Student Affairs	Rosa Gonzalez Greg Boardman	Diversity and Access Office Office of Accessible Education	Rosa Gonzalez Joan Bisagno	Department and School Administrators, Diversity and Access Office Staff Disability Resource Center Staff
Campus Crime Statistics	VP and General Counsel	Debra Zumwalt	Department of Public Safety	Laura Wilson	Department of Public Safety Staff
Conflicts of Interest: Faculty Staff	Vice Provost and Dean of Research VP Human Resources	Ann Arvin David Jones	Office of the Dean of Research Human Resources	Ann Arvin David Jones	School Deans/Faculty Departmental and School Administrators, Central HR
Donor Gift Restrictions	Office of Development	Martin Shell	Office of Development	Howie Pearson	Schools/Departments/Faculty
Environmental Health & Safety	Vice Provost and Dean of Research	Ann Arvin	Environmental Health & Safety Office	Larry Gibbs	Principal Investigators (PIs), Managers, and Supervisors
Export Control	Vice Provost and Dean of Research	Ann Arvin	Office of the Dean of Research	Steve Eisner	PIs, Department and School Administrators
Financial Aid	Dean of Admissions and Financial Aid	Richard Shaw	Financial Aid Office	Karen Cooper	Financial Aid Office Staff
Global Operations	VP for Business Affairs & CFO	Randy Livingston	Financial Management Services	Susan Calandra	FMS Global Operations Group
Hospitals (incl Medicare)	Lucile Packard Children's Hospital Stanford Hospital & Clinics School of Medicine	Chris Dawes Amir Dan Rubin Phil Pizzo	Hospitals Compliance Officer	Diane Meyer	Medical Faculty
Human/Animal Subjects	Vice Provost and Dean of Research	Ann Arvin	Compliance Office for IRBs Administrative Panels for Animal Research	Kathy McClelland Sherril Green	PIs
Human Resources	VP Human Resources	David Jones	Human Resources	David Jones	Departmental and School Administrators, Central HR
Immigration	VP Human Resources Vice Provost for Student Affairs	David Jones Greg Boardman	Human Resources Payroll Bechtel International Center	David Jones Kelly Wright John Pearson	Departmental & Central HR Staff Controller's Office Bechtel International Center Staff
Land Use: Stanford Lands Investment Property	Vice Provost for Land, Buildings & Real Estate	Robert Reidy	University Architect & Planning Office	Megan Davis	Planning Office Staff
NCAA	Athletics Director	Bob Bowlsby	DAPER Compliance Services Office	Megan Boone	Coaches
Privacy: Student Records Other SU Records	VP for Business Arrairs & CFO	Randy Livingston	Privacy Office	Thomas Black Susan Weinstein	Registrar's Staff Business Affairs Staff
Procurement	VP for Business Affairs & CFO	Randy Livingston	Procurement Office	William Cooper	Procurement Office Staff
Property Management	Associate Vice President for Research Financial Compliance and Services	Ken Schulz	Office of Research Administration, Property	Ivonne Bachar	PIs, Departmental and School Administrators, Office of Research Administration Staff
Research Administration	VP for Business Affairs & CFO	Randy Livingston	Research Financial Compliance and Services	Ken Schulz	PIs, Departmental and School Administrators, Office of Research Administration Staff
Research Policy	Vice Provost and Dean of Research	Ann Arvin	Office of the Dean of Research	Ann George	PIs, Committee on Research
Scientific Misconduct	Vice Provost and Dean of Research	Ann Arvin	Office of the Dean of Research Office of the General Counsel	Kathy McClelland Tom Fenner	PIs
Securities Exchange	CEO, Stanford Management Company (SMC)	John Powers	SMC Chief Financial Officer	Mark Lee	SMC Staff
Sexual Harassment	Vice Provost and Dean of Research	Ann Arvin	Sexual Harassment Policy Office	Laraine Zappert	Department and School Administrators, Central HR
Taxes	VP for Business Affairs & CFO	Randy Livingston	Financial Management Services	Susan Schmitt	Controller's Office Tax Group, Chris Cannellos, Director
Technology Licensing/ Intellectual Property	Vice Provost and Dean of Research	Ann Arvin	Office of Technology Licensing	Katherine Ku	OTL, Faculty
Workers Compensation	VP for Business Affairs & CFO	Randy Livingston	Risk Management	Tina Dobleman	Risk Mgmt., School and Department Administrators

Last modifiedThursday, 26-Jan-2012 05:44:35 PM